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Working Professionals

Working Professionals are between the ages of 30 and 50 who have become established in their careers and anticipate the need to make wise financial decisions regarding retirement savings, employee benefits, tax planning, college education funding, and life insurance, etc. While there are many resources available on the web to provide information, our clients look to us to distill this information and provide clarity amidst the complexity to empower their decision-making.



The financial world is complex. By establishing a framework for understanding your finances, we can empower you to make informed decisions to improve your financial circumstances and outlook.



Measuring progress toward your goals is essential to knowing which actions are required to achieve them.



Financial planning is not a one-time event. Instead it's an ongoing process which requires refinement as circumstances, desires, and tax laws change.

Am I a Good Fit?

Our clients who fit into the category of Working Professionals typically embody the following characteristics:

  • Age 30-50
  • Income > $200,000
  • Goals-oriented
  • Willing to implement recommendations and add to savings to make progress toward financial goals
  • Looking to collaborate with a Financial Advisor to navigate the complexities of modern finance

A Service Model Designed to Meet You Right Where You Are ... and Help You Get Where You Want to Go


  • 2 Initial Financial Planning Consultations
  • 2/year scheduled Financial Planning & Portfolio Review virtual meetings
  • Email conversations & support as needed

Financial Planning Areas:

  • Financial Goal Inventory & Progress
  • Savings & Investment Strategies
  • College Education Funding Analysis & Implementation
  • Insurance Analysis (Life & Disability)
  • Estate Planning Review
  • Tax Planning
  • Employee Benefits Review

Tools & Resources:

  • AdviceWorks® Client Portal
  • Asset-Map® Visual Balance Sheet
  • Monthly & Quarterly Market Update digital subscription


  • Initial Plan Set-Up fee: $500
  • Ongoing Services: $100/month for Financial Planning + 1.20%/year for Investment Management
    • The ongoing service fee of $100/month is waived after your portfolio reaches $250,000

Get Started by Building Your Asset-Map®