Broker Check

Small Business Owners

As every Small Business Owner knows, there are trade-offs to owning your own business. We can help you manage those trade-offs, whether that is delegating the responsibility to run an employer-sponsored retirement plan, providing financial incentives to attract and retain key employees, tax planning, or integrating your business as an asset into your personal financial plan.

We Can Help Organize Your Finances so that You Can Focus on Running Your Business

We Can Help Organize Your Finances so that You Can Focus on Running Your Business

Hiring & Retaining Employees. Managing Cash Flow. Paying Quarterly Estimated Taxes. The list goes on.

It may be time to outsource your Financial Planning and Investment Management responsibilities. 

Download this Free Guide to see if there are tasks you can outsource to your team of financial professionals:

What Issues Should I Consider as a Business Owner

Am I a Good Fit?

Our Small Business Owner clients typically possess the following characteristics:

  • Annual expected earnings > $200,000
  • Interested in saving aggressively for Retirement and other Goals
  • Prefer to delegate Financial Planning and Investment Management responsibilities to a seasoned Financial Advisor so that you can focus on running your business and pursuing your goals

A Service Model Designed to Help You Optimize Your Business as a Key Financial Asset


  • 2 Initial Complimentary Consultations
  • 3-4 Onboarding Meetings
  • 2 Financial Planning & Portfolio Review meetings per year
  • Phone & email conversations & support as needed
  • Annual Employee Enrollment and/or Education Events (For Small Business Retirement Plans such as 401k Plans & SIMPLE IRAs)

Financial Planning Areas:

  • Financial Goal Inventory & Progress
  • Savings & Investment Strategies
  • Small Business Retirement Plan Recommendations & Implementation (Solo K, SEP, SIMPLE, 401k, Cash Balance)
  • Tax Planning & Scenario Analysis
  • Buy-Sell Agreements, Key Person Insurance, Non-Qualified Compensation Structures
  • Employee Benefits Review
  • College Education Funding Analysis & Implementation
  • Insurance Analysis (Life, Disability, & Long-Term Care)
  • Estate Planning Review

Tools & Resources:

  • AdviceWorks Client Portal
  • Asset Map® Visual Balance Sheet
  • Holistiplan® Tax Report & Scenario Analysis
  • Monthly & Quarterly Market Update digital subscription

What Is Your Next Step?

Our Discovery Process is designed for us to get to know you and for you to get to know us in an efficient manner. (That's because we're Small Business Owners too). In our 20-30 minute virtual meeting, you'll learn all you need to know to determine if we're the right fit to be your Financial Advisor.

Next Step: Schedule a Discovery Meeting

Schedule a Discovery Meeting